1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 23 - SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
  5. Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
  6. 17 CFR § 23.433
17 CFR § 23.433
Communications—fair dealing
April 15, 2021
CFR

With respect to any communication between a swap dealer or major swap participant and any counterparty, the swap dealer or major swap participant shall communicate in a fair and balanced manner based on principles of fair dealing and good faith.

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§ 23.432 Clearing disclosures
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§ 23.434 Recommendations to counterparties—institutional suitability

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