1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934
  6. Topic - Unlisted Trading
  7. 17 CFR § 240.12f-5
17 CFR § 240.12f-5
Exchange rules for securities to which unlisted trading privileges are extended
April 15, 2021
CFR

A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules providing for transactions in the class or type of security to which the exchange extends unlisted trading privileges.

[60 FR 20896, Apr. 28, 1995]

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§ 240.12f-4 Exemption of securities admitted to unlisted trading privileges from sections 13, 14 and 16
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§ 240.12f-6 [Reserved]

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