1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934
  6. Topic - Regulation 14E
  7. 17 CFR § 240.14e-6
17 CFR § 240.14e-6
Repurchase offers by certain closed-end registered investment companies
April 15, 2021
CFR

Sections 240.14e-1 and 240.14e-2 shall not apply to any offer by a closed-end management investment company to repurchase equity securities of which it is the issuer pursuant to §270.23c-3 of this chapter.

[58 FR 19343, Apr. 14, 1993]

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§ 240.14e-5 Prohibiting purchases outside of a tender offer
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§ 240.14e-7 Unlawful tender offer practices in connection with roll-ups

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