1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934
  6. Topic - Registration and Regulation of Security-based Swap Dealers and Major Security-based Swap Participants
  7. 17 CFR § 240.16a-12
17 CFR § 240.16a-12
Domestic relations orders
April 15, 2021
CFR

The acquisition or disposition of equity securities pursuant to a domestic relations order, as defined in the Internal Revenue Code or Title I of the Employee Retirement Income Security Act, or the rules thereunder, shall be exempt from section 16 of the Act.

[61 FR 30393, June 14, 1996]

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§ 240.16a-11 Dividend or interest reinvestment plans
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§ 240.16a-13 Change in form of beneficial ownership

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