1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934
  6. Topic - Miscellaneous Exemptions
  7. 17 CFR § 240.3a12-12
17 CFR § 240.3a12-12
Exemption from certain provisions of section 16 of the Act for asset-backed securities
April 15, 2021
CFR

Asset-backed securities, as defined in §229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p).

[70 FR 1620, Jan. 7, 2005]

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§ 240.3a12-11 Exemption from sections 8(a), 14(a), 14(b), and 14(c) for debt securities listed on a national securities exchange
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§ 240.3a40-1 Designation of financial responsibility rules

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