1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart K - Form for Registration of, and Reporting by Securities Information Processors
  6. 17 CFR § 249.1002
17 CFR § 249.1002
[Amendment] Form CC, for application for registration as a competing consolidator or to amend such an application or registration
April 15, 2021
CFR

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and §242.614 of this chapter, or to amend such an application or registration.

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§ 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration

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