1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart Q - Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
  6. 17 CFR § 249.1600c
17 CFR § 249.1600c
Form SBSE-C, for certification by security-based swap dealers and major security-based swap participants
April 15, 2021
CFR

This form shall be used to file required certifications on Form SBSE-C pursuant to §240.15Fb2-1(a) of this chapter.

Editorial Note: For Federal Register citations affecting Form SBSE-C, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

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§ 249.1600b Form SBSE-BD, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration by firms registered or registering with the Commission as a broker or dealer
Next
§ 249.1601 Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration

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