1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart F - Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
  6. 17 CFR § 249.507
17 CFR § 249.507
Form 7-M, consent to service of process by an individual nonresident broker-dealer
April 15, 2021
CFR

This form shall be filed pursuant to Rule 15b1-5 (§240.15b1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

[33 FR 18995, Dec. 20, 1968]

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§ 249.501b Form BD-N for notice registration as a broker-dealer
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§ 249.508 Form 8-M, consent to service of process by a corporation which is a nonresident broker-dealer

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