1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 260 - GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
  5. Topic - Rules Under Section 304
  6. 17 CFR § 260.4d-10
17 CFR § 260.4d-10
Exemption for securities issued pursuant to §230.802 of this chapter
April 15, 2021
CFR

Any debt security, whether or not issued under an indenture, is exempt from the Act if made in compliance with §230.802 of this chapter.

[64 FR 61406, Nov. 10, 1999]

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§ 260.4d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act
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§ 260.4d-11 Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239)

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