1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 260 - GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
  5. Topic - Rules Under Section 304
  6. 17 CFR § 260.4d-12
17 CFR § 260.4d-12
Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§230.240)
April 15, 2021
CFR

Any security-based swap offered and sold in reliance on §230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.

[82 FR 10707, Feb. 15, 2017]

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§ 260.4d-11 Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239)

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