1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
  5. 17 CFR § 270.17d-2
17 CFR § 270.17d-2
Form for report by small business investment company and affiliated bank
April 15, 2021
CFR

Form N-17D-1 is hereby prescribed as the form for reports required by paragraph (d)(3) of §270.17d-1.

[26 FR 11240, Nov. 29, 1961]

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§ 270.17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans
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§ 270.17d-3 Exemption relating to certain joint enterprises or arrangements concerning payment for distribution of shares of a registered open-end management investment company

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