1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
  5. 17 CFR § 270.6b-1
17 CFR § 270.6b-1
Exemption of employees' securities company pending determination of application
April 15, 2021
CFR

Any employees' securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a-6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applicable to investment companies as such.

[Rule N-6B-1, 6 FR 6126, Dec. 2, 1941]

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§ 270.6a-5 Purchase of certain debt securities by companies relying on section 6(a)(5) of the Act
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§ 270.6c-3 Exemptions for certain registered variable life insurance separate accounts

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