1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 300 - RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
  5. Topic - Accounts of “Separate” Customers of SIPC Members
  6. 17 CFR § 300.103
17 CFR § 300.103
Accounts held by a corporation, partnership or unincorporated association
April 15, 2021
CFR

A corporation, partnership or unincorporated association holding an account with a member shall be deemed to be a separate customer distinct from the person or persons owning such corporation or comprising such partnership or unincorporated association if on the filing date it existed for a purpose other than primarily to obtain or increase protection under the Act.

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§ 300.102 Accounts held by executors, administrators, guardians, etc
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§ 300.104 Trust accounts

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