17 CFR § 41.41
[Amendment] Security futures products accounts
April 15, 2021
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(d) Recordkeeping requirements. The Commission's recordkeeping rules set forth in §§1.31, 1.32, 1.35, 1.36, 1.37, 4.23, 4.33, and 18.05 of this chapter shall apply to security futures product transactions and positions in a futures account (as that term is defined in §1.3 of this chapter). The rules in the preceding sentence shall not apply to security futures product transactions and positions in a securities account (as that term is defined in §1.3 of this chapter); provided, that the SEC's recordkeeping rules apply to those transactions and positions.
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