1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
  5. 17 CFR § 5.4
17 CFR § 5.4
Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors
April 15, 2021
CFR

Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.

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§ 5.3 Registration of persons engaged in retail forex transactions
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§ 5.5 Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions

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