1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K
  5. 17 CFR Subpart 229.400
17 CFR Subpart 229.400
Management and Certain Security Holders
April 15, 2021
§
229.401
(Item 401) Directors, executive officers, promoters and control persons
§
229.402
(Item 402) Executive compensation
§
229.403
(Item 403) Security ownership of certain beneficial owners and management
§
229.404
(Item 404) Transactions with related persons, promoters and certain control persons
§
229.405
(Item 405) Compliance with Section 16(a) of the Exchange Act
§
229.406
(Item 406) Code of ethics
§
229.407
(Item 407) Corporate governance
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Subpart 229.300 Financial Information
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Subpart 229.500 Registration Statement and Prospectus Provisions

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