17 CFR Subpart A
General Provisions, Definitions and Exemptions
April 15, 2021
§
4.1
Requirements as to form
§
§4.2-4.4
[Reserved]
§
4.5
Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
§
4.5
[Amendment] Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
§
4.6
Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
§
4.7
Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons
§
4.8
Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act
§
4.9
[Reserved]
§
4.10
Definitions
§
4.11
Exemption from section 4n(3)(B)
§
4.12
Exemption from provisions of part 4
§
4.12
[Amendment] Exemption from provisions of this part
§
4.13
Exemption from registration as a commodity pool operator
§
4.13
[Amendment] Exemption from registration as a commodity pool operator
§
4.14
Exemption from registration as a commodity trading advisor
§
4.15
Continued applicability of antifraud section
§
4.16
Prohibited representations
§
4.17
Severability