17 CFR Subpart A
Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
April 15, 2021
§
170.1
Demonstration of purposes (section 17(b)(1) of the Act)
§
170.2
Membership restrictions (section 17(b)(2) of the Act)
§
170.3
Fair and equitable representation of members (section 17(b)(5) of the Act)
§
170.4
Allocation of dues (section 17(b)(6) of the Act)
§
170.5
Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act)
§
170.6
Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act)
§
170.7
Membership denial (section 17(b)(9) of the Act)
§
170.8
Settlement of customer disputes (section 17(b)(10) of the Act)
§
170.9
General standard
§
170.10
Proficiency examinations (sections 4p and 17(p) of the Act)
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