17 CFR Subpart B
Functions
April 15, 2021
§
140.10
The Commission
§
140.11
Emergency action by the senior Commissioner available
§
140.12
Disposition of business by seriatim Commission consideration
§
140.13
Vacancy in position of Chairman
§
140.14
Delegation of authority to the Secretary of the Commission
§
140.20
Designation of senior official to oversee Commission use of national security information
§
140.21
Definitions
§
140.22
Procedures
§
140.23
General access requirements
§
140.24
Control and accountability procedures
§
140.61
[Reserved]
§
140.72
Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization
§
140.73
Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities
§
140.74
Delegation of authority to issue special calls for Series 03 Reports
§
140.75
Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight
§
140.76
Delegation of authority to disclose information in a receivership or bankruptcy proceeding
§
140.77
Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete
§
140.80
Disclosure of information pursuant to a subpoena or summons
§
140.81
[Reserved]
§
140.91
Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight
§
140.92
Delegation of authority to grant registrations and renewals thereof
§
140.93
Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight
§
140.94
Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk
§
140.95
Delegation of authority with respect to withdrawals from registration
§
140.96
Delegation of authority to publish in the Federal Register
§
140.97
[Reserved]
§
140.98
Publication of no-action, interpretative and exemption letters and other written communications
§
140.99
Requests for exemptive, no-action and interpretative letters