1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. 17 CFR Subpart L
17 CFR Subpart L
Forms for Registration of Municipal Securities Dealers
April 15, 2021
§
249.1100
Form MSD, application for registration as a municipal securities dealer pursuant to rule 15Ba2-1 under the Securities Exchange Act of 1934 or amendment to such application
§
249.1110
Form MSDW, notice of withdrawal from registration as a municipal securities dealer pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)
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Subpart K Form for Registration of, and Reporting by Securities Information Processors
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Subpart M Forms for Reporting and Inquiry With Respect to Missing, Lost, Stolen, or Counterfeit Securities

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