(a)
(b)
(c)
Historical and Revision Notes
Based on Title 35, U.S.C., 1946 ed., §1 (R.S. 475 and Executive Order 4175, Mar. 17, 1925).
The word "all" is omitted from the corresponding section of the existing statute and "except as otherwise provided by law" added, since some old records are kept in the National Archives, see 44 U.S.C., 1946 ed., ch. 8A.
The word "models" has been omitted to remove emphasis on models since they are no longer generally required. They are included by the word "things."
The phrase "and to trade-mark registrations" is added. There is no enactment corresponding to this section in the trade-mark law. The original chapter of the Revised Statutes containing this section deals with the Patent Office as such in its administration of trade-marks as well as patents. This is explicitly brought out in some of the corresponding sections of the present chapter. Changes in language are made.
Editorial Notes
Amendments
1999—Pub. L. 106–113 reenacted section catchline without change and amended text generally. Prior to amendment, text read as follows: "The Patent and Trademark Office shall continue as an office in the Department of Commerce, where records, books, drawings, specifications, and other papers and things pertaining to patents and to trademark registrations shall be kept and preserved, except as otherwise provided by law."
1975—Pub. L. 93–596 substituted "Patent and Trademark Office" for "Patent Office".
Statutory Notes and Related Subsidiaries
Change of Name
Pub. L. 93–596, §3, Jan. 2, 1975, 88 Stat. 1949, provided that: "The terms 'Patent Office' and 'Commissioner of Patents' in all laws of the United States shall mean 'Patent and Trademark Office' and 'Commissioner of Patents and Trademarks', respectively."
Effective Date of 2011 Amendment
Pub. L. 112–29, §35, Sept. 16, 2011, 125 Stat. 341, provided that: "Except as otherwise provided in this Act [see Short Title of 2011 Amendment note below], the provisions of this Act shall take effect upon the expiration of the 1-year period beginning on the date of the enactment of this Act [Sept. 16, 2011] and shall apply to any patent issued on or after that effective date."
Effective Date of 1999 Amendment
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle G, §4731], Nov. 29, 1999, 113 Stat. 1536, 1501A-581, provided that: "This subtitle [see Tables for classification] and the amendments made by this subtitle shall take effect 4 months after the date of the enactment of this Act [Nov. 29, 1999]."
Effective Date of 1975 Amendment
Amendment by Pub. L. 93–596 effective Jan. 2, 1975, see section 4 of Pub. L. 93–596, set out as a note under section 1111 of Title 15, Commerce and Trade.
Short Title of 2022 Amendment
Pub. L. 117–328, div. W, §101, Dec. 29, 2022, 136 Stat. 5518, provided that: "This division [amending sections 41 and 123 of this title, enacting provisions set out as notes under this section and sections 2 and 131 of this title, and amending provisions set out as notes under this section and section 41 of this title] may be cited as the 'Unleashing American Innovators Act of 2022'."
Pub. L. 117–245, §1, Dec. 20, 2022, 136 Stat. 2343, provided that: "This Act [enacting section 28 of this title and provisions set out as a note under section 28 of this title] may be cited as the 'Patents for Humanity Act of 2022'."
Short Title of 2018 Amendment
Pub. L. 115–273, §1, Oct. 31, 2018, 132 Stat. 4158, provided that: "This Act [amending provisions set out as a note under section 41 of this title] may be cited as the 'Study of Underrepresented Classes Chasing Engineering and Science Success Act of 2018' or the 'SUCCESS Act'."
Short Title of 2012 Amendment
Pub. L. 112–211, §1, Dec. 18, 2012, 126 Stat. 1527, provided that: "This Act [enacting part V and sections 27 and 151 of this title, amending sections 41, 100, 102, 111, 115, 119, 120, 122, 133, 154, 171, 173, 261, 361, 364 to 366, and 371 of this title, repealing section 151 of this title, and enacting provisions set out as notes under sections 27 and 100 of this title] may be cited as the 'Patent Law Treaties Implementation Act of 2012'."
Short Title of 2011 Amendment
Pub. L. 112–29, §1(a), Sept. 16, 2011, 125 Stat. 284, provided that: "This Act [enacting chapter 32 and sections 123, 257, 298, 299, and 319 of this title and section 1454 of Title 28, Judiciary and Judicial Procedure, amending sections 2, 3, 6, 12, 32, 41, 42, 100, 102 to 104, 111, 112, 115, 116, 118 to 123, 132, 134, 135, 141, 143, 145, 146, 154, 156, 157, 162, 172, 182 to 186, 202, 207, 209, 210, 251, 253, 256, 257, 267, 273, 282, 284, 287, 288, 291 to 294, 301 to 307, 311 to 318, 328, 363, 365, 368, and 371 to 375 of this title, section 1071 of Title 15, Commerce and Trade, sections 1295 and 1338 of Title 28, section 2182 of Title 42, The Public Health and Welfare, and section 20135 of Title 51, National and Commercial Space Programs, repealing sections 155 and 155A of this title, enacting provisions set out as notes under this section, sections 2, 6, 32, 41, 42, 100 to 102, 111, 119, 122, 156, 202, 257, 273, 287, 292, 301, 303, 306, 311, 312, and 321 of this title, section 1071 of Title 15, and section 1295 of Title 28, and amending provisions set out as a note under section 41 of this title] may be cited as the 'Leahy-Smith America Invents Act'."
Short Title of 2004 Amendment
Pub. L. 108–453, §1, Dec. 10, 2004, 118 Stat. 3596, provided that: "This Act [amending section 103 of this title and enacting provisions set out as a note under section 103 of this title] may be cited as the 'Cooperative Research and Technology Enhancement (CREATE) Act of 2004'."
Short Title of 2002 Amendment
Pub. L. 107–273, div. C, title III, §13201, Nov. 2, 2002, 116 Stat. 1901, provided that: "This subtitle [subtitle B (§§13201–13211) of title III of div. C of Pub. L. 107–273, see Tables for classification] may be cited as the 'Intellectual Property and High Technology Technical Amendments Act of 2002'."
Short Title of 1999 Amendment
Pub. L. 106–113, div. B, §1000(a)(9) [§1(a)], Nov. 29, 1999, 113 Stat. 1536, 1501A-521, provided that: "This Act [S. 1948, as enacted by section 1000(a)(9) of Pub. L. 106–113, see Tables for classification] may be cited as the 'Intellectual Property and Communications Omnibus Reform Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, §4001], Nov. 29, 1999, 113 Stat. 1536, 1501A-552, provided that: "This title [see Tables for classification] may be cited as the 'American Inventors Protection Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle A, §4101], Nov. 29, 1999, 113 Stat. 1536, 1501A-552, provided that: "This subtitle [enacting section 297 of this title and provisions set out as a note under section 297 of this title] may be cited as the 'Inventors' Rights Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle B, §4201], Nov. 29, 1999, 113 Stat. 1536, 1501A-554, provided that: "This subtitle [amending sections 41 and 42 of this title and enacting provisions set out as notes under section 41 of this title and section 1113 of Title 15, Commerce and Trade] may be cited as the 'Patent and Trademark Fee Fairness Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle C, §4301], Nov. 29, 1999, 113 Stat. 1536, 1501A-555, provided that: "This subtitle [enacting section 273 of this title and provisions set out as a note under section 273 of this title] may be cited as the 'First Inventor Defense Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle D, §4401], Nov. 29, 1999, 113 Stat. 1536, 1501A-557, provided that: "This subtitle [amending sections 132, 154, 156, and 282 of this title and section 1295 of Title 28, Judiciary and Judicial Procedure, and enacting provisions set out as notes under sections 132 and 154 of this title] may be cited as the 'Patent Term Guarantee Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle E, §4501], Nov. 29, 1999, 113 Stat. 1536, 1501A-561, provided that: "This subtitle [amending sections 11 to 13, 102, 119, 120, 122, 135, 154, 181, 252, 284, and 374 of this title and enacting provisions set out as notes under sections 11, 41, and 122 of this title] may be cited as the 'Domestic Publication of Foreign Filed Patent Applications Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle F, §4601], Nov. 29, 1999, 113 Stat. 1536, 1501A-567, provided that: "This subtitle [enacting chapter 31 of this title, amending sections 41, 100, 134, 141, 143, and 145 of this title, and enacting provisions set out as notes under sections 41, 311, and 315 of this title] may be cited as the 'Optional Inter Partes Reexamination Procedure Act of 1999'."
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle G, §4701], Nov. 29, 1999, 113 Stat. 1536, 1501A-572, provided that: "This subtitle [see Tables for classification] may be cited as the 'Patent and Trademark Office Efficiency Act'."
Short Title of 1998 Amendments
Pub. L. 105–358, §1, Nov. 10, 1998, 112 Stat. 3272, provided that: "This Act [amending sections 41 and 42 of this title and enacting provisions set out as a note under section 41 of this title] may be cited as the 'United States Patent and Trademark Office Reauthorization Act, Fiscal Year 1999'."
Pub. L. 105–289, §1, Oct. 27, 1998, 112 Stat. 2780, provided that: "This Act [amending section 163 of this title and enacting provisions set out as notes under sections 41 and 163 of this title] may be cited as the 'Plant Patent Amendments Act of 1998'."
Short Title of 1988 Amendment
Pub. L. 100–418, §9001, Aug. 23, 1988, 102 Stat. 1563, provided that: "This subtitle [subtitle A (§§9001–9007) of title IX of Pub. L. 100–418, enacting section 295 of this title, amending sections 154, 271, and 287 of this title, and enacting provisions set out as notes under section 271 of this title] may be cited as the 'Process Patent Amendments Act of 1988'."
Pub. L. 100–418, title IX, §9101(a), Aug. 23, 1988, 102 Stat. 1567, provided that: "This section [amending sections 184 to 186 of this title and enacting provisions set out as notes under section 184 of this title] may be cited as the 'Patent Law Foreign Filing Amendments Act of 1988'."
Short Title of 1984 Amendment
Pub. L. 98–622, §1, Nov. 8, 1984, 98 Stat. 3383, provided that: "This Act [enacting section 157 of this title, amending sections 3, 7, 41, 103, 104, 116, 120, 134, 135, 141, 145, 146, 271, 305, 351, 361, 362, 365 to 368, 371 to 373, and 376 of this title, section 1295 of Title 28, Judiciary and Judicial Procedure, and sections 2182 and 2457 of Title 42, The Public Health and Welfare, and enacting provisions set out as notes under sections 7, 41, 103, 157, and 351 of this title] may be cited as the 'Patent Law Amendments Act of 1984'."
Transfer of Functions and Assets of Patent and Trademark Office
Pub. L. 106–113, div. B, §1000(a)(9) [title IV, subtitle G, chapter 3], Nov. 29, 1999, 113 Stat. 1536, 1501A-585, provided that:
"SEC. 4741. REFERENCES.
"(a)
"(1) to the head of such department or office is deemed to refer to the head of the department or office to which such function is transferred; or
"(2) to such department or office is deemed to refer to the department or office to which such function is transferred.
"(b)
"(1) to the Commissioner of Patents and Trademarks is deemed to refer to the Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office;
"(2) to the Assistant Commissioner for Patents is deemed to refer to the Commissioner for Patents; or
"(3) to the Assistant Commissioner for Trademarks is deemed to refer to the Commissioner for Trademarks.
"SEC. 4742. EXERCISE OF AUTHORITIES.
"Except as otherwise provided by law, a Federal official to whom a function is transferred by this subtitle may, for purposes of performing the function, exercise all authorities under any other provision of law that were available with respect to the performance of that function to the official responsible for the performance of the function immediately before the effective date of the transfer of the function under this subtitle.
"SEC. 4743. SAVINGS PROVISIONS.
"(a)
"(1) that have been issued, made, granted, or allowed to become effective by the President, the Secretary of Commerce, any officer or employee of any office transferred by this subtitle, or any other Government official, or by a court of competent jurisdiction, in the performance of any function that is transferred by this subtitle; and
"(2) that are in effect on the effective date of such transfer (or become effective after such date pursuant to their terms as in effect on such effective date), shall continue in effect according to their terms until modified, terminated, superseded, set aside, or revoked in accordance with law by the President, any other authorized official, a court of competent jurisdiction, or operation of law.
"(b)
"(c)
"(d)
"(e)
"(f)
"SEC. 4744. TRANSFER OF ASSETS.
"Except as otherwise provided in this subtitle, so much of the personnel, property, records, and unexpended balances of appropriations, allocations, and other funds employed, used, held, available, or to be made available in connection with a function transferred to an official or agency by this subtitle shall be available to the official or the head of that agency, respectively, at such time or times as the Director of the Office of Management and Budget directs for use in connection with the functions transferred.
"SEC. 4745. DELEGATION AND ASSIGNMENT.
"Except as otherwise expressly prohibited by law or otherwise provided in this subtitle, an official to whom functions are transferred under this subtitle (including the head of any office to which functions are transferred under this subtitle) may delegate any of the functions so transferred to such officers and employees of the office of the official as the official may designate, and may authorize successive redelegations of such functions as may be necessary or appropriate. No delegation of functions under this section or under any other provision of this subtitle shall relieve the official to whom a function is transferred under this subtitle of responsibility for the administration of the function.
"SEC. 4746. AUTHORITY OF DIRECTOR OF THE OFFICE OF MANAGEMENT AND BUDGET WITH RESPECT TO FUNCTIONS TRANSFERRED.
"(a)
"(b)
"SEC. 4747. CERTAIN VESTING OF FUNCTIONS CONSIDERED TRANSFERS.
"For purposes of this subtitle, the vesting of a function in a department or office pursuant to reestablishment of an office shall be considered to be the transfer of the function.
"SEC. 4748. AVAILABILITY OF EXISTING FUNDS.
"Existing appropriations and funds available for the performance of functions, programs, and activities terminated pursuant to this subtitle shall remain available, for the duration of their period of availability, for necessary expenses in connection with the termination and resolution of such functions, programs, and activities, subject to the submission of a plan to the Committees on Appropriations of the House and Senate in accordance with the procedures set forth in section 605 of the Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 1999, as contained in Public Law 105–277 [112 Stat. 2681–111].
"SEC. 4749. DEFINITIONS.
"For purposes of this subtitle—
"(1) the term 'function' includes any duty, obligation, power, authority, responsibility, right, privilege, activity, or program; and
"(2) the term 'office' includes any office, administration, agency, bureau, institute, council, unit, organizational entity, or component thereof."
Southeast Regional Office
Pub. L. 117–328, div. W, §103(b), Dec. 29, 2022, 136 Stat. 5519, provided that:
"(1)
"(2)
"(A) The number of patent-intensive industries located near the site.
"(B) How many research-intensive institutions, including institutions of higher education, are located near the site.
"(C) The State and local government legal and business frameworks that support intellectual property-intensive industries located near the site."
[For definitions of terms used in section 103(b) of div. W of Pub. L. 117–328, set out above, see section 102 of div. W of Pub. L. 117–328, set out as a Definitions note below.]
Community Outreach Offices
Pub. L. 117–328, div. W, §104, Dec. 29, 2022, 136 Stat. 5519, provided that:
"(a)
"(1)
"(2)
"(A) the principal office of the Office; or
"(B) any satellite office of the Office.
"(3)
"(A)
"(B)
"(i) as of the date of enactment of this Act—
"(I) there is located not less than 1 public institution of higher education and not less than 1 private institution of higher education; and
"(II) there are located not more than 15 registered patent attorneys, according to data from the Office of Enrollment and Discipline of the Office; and
"(ii) according to data from the 2012 Survey of Business Owners conducted by the Bureau of the Census, less than 45 percent of the firms (as that term is defined for the purposes of that Survey) are owned by women, minorities, or veterans.
"(b)
"(1) further achieve the purposes described in section 23(b)(1) of the Leahy-Smith America Invents Act (35 U.S.C. 1 note), as amended by this division;
"(2) partner with local community organizations, institutions of higher education, research institutions, and businesses to create community-based programs that—
"(A) provide education regarding the patent system; and
"(B) promote the career benefits of innovation and entrepreneurship; and
"(3) educate prospective inventors, including individual inventors, small businesses, veterans, low-income populations, students, rural populations, and any geographic group of innovators that the Director may determine to be underrepresented in patent filings, about all public and private resources available to potential patent applicants, including the patent pro bono programs."
[For definitions of terms used in section 104 of div. W of Pub. L. 117–328, set out above, see section 102 of div. W of Pub. L. 117–328, set out as a Definitions note below.]
Satellite Offices
Pub. L. 112–29, §23, Sept. 16, 2011, 125 Stat. 336, as amended by Pub. L. 117–328, div. W, §103(a), Dec. 29, 2022, 136 Stat. 5518, provided that:
"(a)
"(b)
"(1) better connect patent filers and innovators with the Office, including by increasing outreach activities, including to individual inventors, small businesses, veterans, low-income populations, students, rural populations, and any geographic group of innovators that the Director may determine to be underrepresented in patent filings;
"(2) enhance patent examiner and administrative patent judge retention, including patent examiners and administrative patent judges from economically, geographically, and demographically diverse backgrounds;
"(3) improve recruitment of patent examiners;
"(4) decrease the number of patent applications waiting for examination; and
"(5) improve the quality of patent examination.
"(c)
"(1)
"(A) shall ensure geographic diversity among the offices, including by ensuring that such offices are established in different States and regions throughout the Nation;
"(B) may rely upon any previous evaluations by the Office of potential locales for satellite offices, including any evaluations prepared as part of the Office's Nationwide Workforce Program that resulted in the 2010 selection of Detroit, Michigan, as the first satellite office of the Office;
"(C) shall evaluate and consider the extent to which the purposes of satellite offices listed under subsection (b) will be achieved;
"(D) shall consider the availability of scientific and technically knowledgeable personnel in the region from which to draw new patent examiners at minimal recruitment cost;
"(E) shall consider the economic impact to the region; and
"(F) with respect to each office established after January 1, 2023, shall consider the proximity of the office to anchor institutions (such as hospitals primarily serving veterans and institutions of higher education), individual inventors, small businesses, veterans, low-income populations, students, rural populations, and any geographic group of innovators that the Director may determine to be underrepresented in patent filings.
"(2)
"(d)
"(1) the rationale of the Director in selecting the location of any satellite office required under subsection (a), including an explanation of how the selected location will achieve the purposes of satellite offices listed under subsection (b) and how the required considerations listed under subsection (c) were met;
"(2) the progress of the Director in establishing all such satellite offices; and
"(3) whether the operation of existing satellite offices is achieving the purposes under subsection (b)."
Designation of Detroit Satellite Office
Pub. L. 112–29, §24, Sept. 16, 2011, 125 Stat. 337, provided that:
"(a)
"(b)
Federal Agency Status for Patent and Trademark Office
Pub. L. 101–508, title X, §10102, Nov. 5, 1990, 104 Stat. 1388–392, provided that: "For the purposes of Federal law, the Patent and Trademark Office shall be considered a Federal agency. In particular, the Patent and Trademark Office shall be subject to all Federal laws pertaining to the procurement of goods and services that would apply to a Federal agency using appropriated funds, including the Federal Property and Administrative Services Act of 1949 [now chapters 1 to 11 of Title 40, Public Buildings, Property, and Works, and division C (except sections 3302, 3307(e), 3501(b), 3509, 3906, 4710, and 4711) of subtitle I of Title 41, Public Contracts] and the Office of Federal Procurement Policy Act [now division B (except sections 1123, 2303, 2304, and 2313) of subtitle I of Title 41]."
Definitions
Pub. L. 117–328, div. W, §102, Dec. 29, 2022, 136 Stat. 5518, provided that: "In this division [see Short Title of 2022 Amendment note above]:
"(1)
"(2)
"(3)
"(4)
Pub. L. 112–29, §2, Sept. 16, 2011, 125 Stat. 284, provided that: "In this Act [see Short Title of 2011 Amendment note above]:
"(1)
"(2)
"(3)
"(4)
"(5)