45 CFR Subpart C
CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties
April 14, 2021
§
150.301
General rule regarding the imposition of civil money penalties
§
150.303
Basis for initiating an investigation of a potential violation
§
150.305
Determination of entity liable for civil money penalty
§
150.307
Notice to responsible entities
§
150.309
Request for extension
§
150.311
Responses to allegations of noncompliance
§
150.313
Market conduct examinations
§
150.315
Amount of penalty—General
§
150.317
Factors CMS uses to determine the amount of penalty
§
150.319
Determining the amount of the penalty—mitigating circumstances
§
150.321
Determining the amount of penalty—aggravating circumstances
§
150.323
Determining the amount of penalty—other matters as justice may require
§
150.325
Settlement authority
§
150.341
Limitations on penalties
§
150.343
Notice of proposed penalty
§
150.345
Appeal of proposed penalty
§
150.347
Failure to request a hearing
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