1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 300 - RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
  5. 17 CFR Topic
17 CFR Topic
Closeout or Completion of Open Contractual Commitments
April 15, 2021
§
300.300
Definitions
§
300.301
Contracts to be closed out or completed
§
300.302
Mechanics of closeout or completion
§
300.303
Report to trustee
§
300.304
Retained rights of brokers or dealers
§
300.305
Excluded contracts
§
300.306
Completion or closeout pursuant to SIPC direction
§
300.307
Completion with cash or securities of customer
§
300.400
Satisfaction of customer claims for standardized options
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Topic Accounts Introduced by Other Brokers or Dealers
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Topic Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities”

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