1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934
  6. 17 CFR Topic
17 CFR Topic
Exemption of Certain Transactions From Section 16(b)
April 15, 2021
§
240.16b-1
Transactions approved by a regulatory authority
§
240.16b-2
[Reserved]
§
240.16b-3
Transactions between an issuer and its officers or directors
§
240.16b-4
[Reserved]
§
240.16b-5
Bona fide gifts and inheritance
§
240.16b-6
Derivative securities
§
240.16b-7
Mergers, reclassifications, and consolidations
§
240.16b-8
Voting trusts
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Topic Registration and Regulation of Security-based Swap Dealers and Major Security-based Swap Participants
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Topic Exemption of Certain Transactions From Section 16(c)

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