17 CFR Topic
General Organization
April 15, 2021
§
200.10
The Commission
§
200.11
Headquarters Office—Regional Office relationships
§
200.12
Functional responsibilities
§
200.13
Chief Operating Officer
§
200.13a
The Secretary of the Commission
§
200.13b
Director of the Office of Public Affairs
§
200.14
Office of Administrative Law Judges
§
200.15
Office of International Affairs
§
200.16
[Reserved]
§
200.16a
Inspector General
§
200.17
[Reserved]
§
200.18
Director of Division of Corporation Finance
§
200.19a
Director of the Division of Trading and Markets
§
200.19b
Director of the Division of Enforcement
§
200.19c
Director of the Division of Examinations
§
200.19d
Director of the Office of Municipal Securities
§
200.19e
Director of the Office of Credit Ratings
§
200.20a
[Reserved]
§
200.20b
Director of Division of Investment Management
§
200.21
The General Counsel
§
200.21a
The Ethics Counsel
§
200.22
The Chief Accountant
§
200.23a
Director of the Division of Economic and Risk Analysis and Chief Economist
§
200.23b
[Reserved]
§
200.24
Office of Financial Management
§
200.24a
Director of the Office of Investor Education and Advocacy
§
§200.25-200.26
[Reserved]
§
200.26a
Office of Information Technology
§
200.27
The Regional Directors
§
200.28
Issuance of instructions
§
200.29
Rules
§
200.30-1
Delegation of authority to Director of Division of Corporation Finance
§
200.30-2
Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist
§
200.30-3
Delegation of authority to Director of Division of Trading and Markets
§
200.30-3a
Delegation of authority to Director of the Office of Municipal Securities
§
200.30-3b
Delegation of authority to Director of the Office of Credit Ratings
§
200.30-4
Delegation of authority to Director of Division of Enforcement
§
200.30-5
Delegation of authority to Director of Division of Investment Management
§
200.30-5
[Amendment] Delegation of authority to Director of Division of Investment Management
§
200.30-6
Delegation of authority to Regional Directors
§
200.30-7
Delegation of authority to Secretary of the Commission
§
200.30-8
[Reserved]
§
200.30-9
Delegation of authority to hearing officers
§
200.30-10
Delegation of authority to Chief Administrative Law Judge
§
200.30-11
Delegation of authority to the Chief Accountant
§
200.30-12
[Reserved]
§
200.30-13
Delegation of authority to Chief Financial Officer
§
200.30-14
Delegation of authority to the General Counsel
§
200.30-15
Delegation of authority to Chief Operating Officer
§
200.30-16
[Reserved]
§
200.30-17
Delegation of authority to Director of Office of International Affairs
§
200.30-18
Delegation of authority to Director of the Division of Examinations
§
200.30-19
Delegation of authority to Director of the EDGAR Business Office
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