12 CFR Topic
Interpretations of Section 32 of the Glass-Steagall Act
November 10, 2020
§
250.409
Investment for own account affects applicability of section 32
§
250.410
Interlocking relationships between bank and its commingled investment account
§
250.400
Service of open-end investment company
§
250.401
Director serving member bank and closed-end investment company being organized
§
250.411
Interlocking relationships between member bank and variable annuity insurance company
§
250.412
Interlocking relationships between member bank and insurance company-mutual fund complex
§
250.402
Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958
§
250.403
Service of member bank and real estate investment company
§
250.404
Serving as director of member bank and corporation selling own stock
§
250.405
No exception granted a special or limited partner
§
250.406
Serving member bank and investment advisor with mutual fund affiliation
§
250.407
Interlocking relationship involving securities affiliate of brokerage firm
§
250.408
Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933
§
250.413
“Bank-eligible” securities activities
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