17 CFR Topic
Manipulative and Deceptive Devices and Contrivances
April 15, 2021
§
240.10b-1
Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration
§
240.10b-2
[Reserved]
§
240.10b-3
Employment of manipulative and deceptive devices by brokers or dealers
§
240.10b-4
[Reserved]
§
240.10b-5
Employment of manipulative and deceptive devices
§
240.10b5-1
Trading “on the basis of” material nonpublic information in insider trading cases
§
240.10b5-2
Duties of trust or confidence in misappropriation insider trading cases
§
§240.10b-6--240.10b-8
[Reserved]
§
240.10b-9
Prohibited representations in connection with certain offerings
§
240.10b-10
Confirmation of transactions
§
240.10b-13
[Reserved]
§
240.10b-16
Disclosure of credit terms in margin transactions
§
240.10b-17
Untimely announcements of record dates
§
240.10b-18
Purchases of certain equity securities by the issuer and others
§
240.10b-21
Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due
Tried the LawStack mobile app?
Join thousands and try LawStack mobile for FREE today.
- Carry the law offline, wherever you go.
- Download CFR, USC, rules, and state law to your mobile device.
