17 CFR Topic
Miscellaneous
April 15, 2021
§
1.40
Crop, market information letters, reports; copies required
§
1.41
[Amendment] Designation of hedging accounts
§
1.42
[Amendment] Delivery accounts
§
1.43
[Amendment] Letters of credit as collateral
§
§1.44-1.45
[Reserved]
§
1.46
Application and closing out of offsetting long and short positions
§
§1.47-1.48
[Reserved]
§
1.49
Denomination of customer funds and location of depositories
§
§1.50-1.51
[Reserved]
§
1.52
Self-regulatory organization adoption and surveillance of minimum financial requirements
§
1.53
[Reserved]
§
1.54
Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture
§
1.55
Public disclosures by futures commission merchants
§
1.55
[Amendment] Public disclosures by futures commission merchants
§
1.56
Prohibition of guarantees against loss
§
1.57
Operations and activities of introducing brokers
§
1.58
Gross collection of exchange-set margins
§
1.59
Activities of self-regulatory organization employees, governing board members, committee members, and consultants
§
1.60
Pending legal proceedings
§
§1.61-1.62
[Reserved]
§
1.63
Service on self-regulatory organization governing boards or committees by persons with disciplinary histories
§
1.64
Composition of various self-regulatory organization governing boards and major disciplinary committees
§
1.65
Notice of bulk transfers and disclosure obligations to customers
§
1.65
[Amendment] Notice of bulk transfers and disclosure obligations to customers
§
1.66
No-action positions with respect to floor traders
§
1.67
Notification of final disciplinary action involving financial harm to a customer
§
1.68
[Reserved]
§
1.69
Voting by interested members of self-regulatory organization governing boards and various committees
§
1.70
Notification of State enforcement actions brought under the Commodity Exchange Act
§
1.71
Conflicts of interest policies and procedures by futures commission merchants and introducing brokers
§
1.72
Restrictions on customer clearing arrangements
§
1.73
Clearing futures commission merchant risk management
§
1.74
Futures commission merchant acceptance for clearing
§
1.75
Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with futures commission merchant acceptance for clearing
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