12 CFR Topic
Regulations
November 10, 2020
§
9.1
Authority, purpose, and scope
§
9.2
Definitions
§
9.3
Approval requirements
§
9.4
Administration of fiduciary powers
§
9.5
Policies and procedures
§
9.17
Surrender or revocation of fiduciary powers
§
9.6
Review of fiduciary accounts
§
9.7
Multi-state fiduciary operations
§
9.8
Recordkeeping
§
9.9
Audit of fiduciary activities
§
9.10
Fiduciary funds awaiting investment or distribution
§
9.11
Investment of fiduciary funds
§
9.18
Collective investment funds
§
9.12
Self-dealing and conflicts of interest
§
9.13
Custody of fiduciary assets
§
9.14
Deposit of securities with state authorities
§
9.15
Fiduciary compensation
§
9.16
Receivership or voluntary liquidation of bank
§
9.20
Transfer agents
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