12 CFR Topic
Restrictions on Self Dealing
November 10, 2020
§
150.370
May I sell assets or lend money between fiduciary accounts?
§
150.330
Are there investments in which I may not invest funds of a fiduciary account?
§
150.340
May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
§
150.350
May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
§
150.360
May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
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