17 CFR Topic
Rules Regarding Disgorgement and Penalty Payments
April 15, 2021
§
201.600
Interest on sums disgorged
§
201.601
Prompt payment of disgorgement, interest and penalties
§
§201.610-201.614
[Reserved]
§
201.620
[Reserved]
§
201.630
Inability to pay disgorgement, interest or penalties
§
201.700
Initiation of proceedings for SRO proposed rule changes and for proposed NMS plans and plan amendments
§
201.701
Issuance of order
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