17 CFR Topic
Rules Under Section 303
April 15, 2021
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260.3(4)-1
Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions
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260.3(4)-2
Definition of “distribution” in section 303(4) for certain transactions
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260.3(4)-3
Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions
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