17 CFR Topic
Security-Based Swap Dealer and Participant Definitions
April 15, 2021
§
240.3a67-1
Definition of “major security-based swap participant.”
§
240.3a67-2
Categories of security-based swaps
§
240.3a67-3
Definition of “substantial position.”
§
240.3a67-4
Definition of “hedging or mitigating commercial risk.”
§
240.3a67-5
Definition of “substantial counterparty exposure.”
§
240.3a67-6
Definition of “financial entity.”
§
240.3a67-7
Definition of “highly leveraged.”
§
240.3a67-8
Timing requirements, reevaluation period, and termination of status
§
240.3a67-9
Calculation of major participant status by certain persons
§
240.3a67-10
Foreign major security-based swap participants
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