1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 200 - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  5. Subpart F - Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
  6. 17 CFR § 200.110
17 CFR § 200.110
Purpose
April 15, 2021
CFR

This code is adopted in conformity with section 4 of the Government in the Sunshine Act, Pub. L. 94-409, and is designed to insulate the administrative process from improper influence.

[42 FR 14690, Mar. 16, 1977]

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§ 200.111 Prohibitions; application; definitions

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