1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 21 - SPECIAL CALLS
  5. 17 CFR § 21.01
17 CFR § 21.01
Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers
April 15, 2021
CFR

Upon call by the Commission, each futures commission merchant, clearing member and introducing broker shall file with the Commission the names and addresses of all persons who, by power of attorney or otherwise, exercise trading control over any customer's account in commodity futures or commodity options on any reporting market.

[74 FR 12192, Mar. 23, 2009]

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§ 21.00 Preparation and transmission of information upon special call
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§ 21.02 Special calls for information on open contracts in accounts carried or introduced by futures commission merchants, clearing members, members of reporting markets, introducing brokers, and foreign brokers

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