records) of, persons associated with a member, other than securities persons whose functions are not solely clerical or ministerial. (b) For the purpose of this rule: (1) A securities person is a person who is a general partner or officer (or person occupying a similar status or performing similar functions) or employee of a member; Provided, however, That a

association of which the broker or dealer is a member provides specifically for a broker or dealer that is registered by notice with the Commission pursuant to section 15(b)(11)(A) of the Act (15 U.S.C. 78o(b)(11)(A)) to become a member of such exchange or association; and (2) The broker or dealer complies with section 11(a)-(c) of the Act (

sections, paragraphs and sentences; (2) Use short sentences; (3) Use definite, concrete, everyday words; (4) Use the active voice; (5) Avoid multiple negatives; (6) Use descriptive headings and subheadings; (7) Use a tabular presentation or bullet lists for complex material, wherever possible;

differences resulting from such close-out shall be payable by the other broker or dealer to the trustee or by the trustee to the other broker or dealer, whichever would be entitled to receive such difference under the usual trade practices: Provided, however, (1) That prior to the payment of any such money difference by the trustee to such other broker or dealer with respect to transactions executed by such other broker or dealer for any separate customer account

§ 100.611 Reporting claims or debts. (a) In addition to assessing interest, penalties, and administrative costs pursuant to 31 CFR chapter IX § 901.9, the NLRB may report a debt that has been delinquent for 90 days to a consumer

evidence. (b) If the debtor's arguments appear to have merit, the NLRB may waive the interest period pursuant to 29 CFR 100.617(c) pending a final determination of the existence or the amount of the debt. (c) The NLRB may investigate the facts concerning the dispute and, if it considers it necessary, arrange for a conference

§ 100.551 Program accessibility: New construction and alterations. Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency shall be designed, constructed, or altered so as to be readily accessible to and usable by individuals with handicaps. The definitions, requirements, and standards of the

attributes of an independent businessman operating a business for profit?” In all of these cases if it is found on the basis of all the facts and circumstances that the arrangements are so restrictive as to products, prices, profits, or management as to deny the “franchised” establishment the essential prerogative of the ordinary independent businessman, the establishment, the dealer, or concessionaire will be considered an integral part of the related activities of the

early action to allow sufficient sea room for the safe passage of the other vessel. (ii) A vessel required not to impede the passage or safe passage of another vessel is not relieved of this obligation if approaching the other vessel so as to involve risk of collision and shall, when taking action, have full regard to the action which may be required by the Rules of Subpart B (Rules 4–19). (iii) A vessel the passage of which

63 FR 35529, June 30, 1998. § 117.243 Nanticoke River. (a) The draw of the Norfolk Southern Railway Bridge, mile 39.4 in Seaford, will operate as follows: (1) From March 15 through November 15, the draw will open on signal for all vessels except that from

Bernardino. (c) The removable span of the Woodward Island Bridge, mile 11.8 near Discovery Bay, shall be removed as soon as possible upon notification by the District Commander that an emergency exists which requires its removal. (d) The California Route 4 Bridge, mile 15.1, between Victoria Island and Drexler Tract need not open for the passage of vessels. [CGD 82–025,

an analysis of the available information and shall make recommendations for action by the Commandant. [CGFR 59–63, 25 FR 1589, Feb. 24, 1960] {"origins":[{"level":"part","identifier":"125","label_level":"Part 125","hierarchy":{"title":"33","chapter":"I","subchapter":"L","part":"125

(b) May also include, at a State's discretion— (1) At-risk infants and toddlers; and (2) Children with disabilities who are eligible for services under section 619 and who previously received services under Part C of the Act until such children enter, or are eligible under State law to enter, kindergarten or elementary school, as appropriate, provided that

(d) Steps the Local WDB, chief elected officials, and one-stop partners used to reach consensus or an assurance that the local area followed the guidance for the State funding process. (e) Description of the process to be used among partners to resolve issues during the MOU duration period when consensus cannot be reached. (f) Description of the periodic modification and review process to ensure equitable

§ 361.225 Under what circumstances may local areas appeal a reorganization plan? (a) The Local WDB and chief elected official for a local area that is subject to a reorganization plan under WIOA sec. 116(g)(2)(A) may appeal to the Governor to rescind or revise the reorganization plan not later than 30 days after receiving

reviewing the petition and comments, and considering the costs and benefits involved, the Sector Commander, or MSU Commander, with COTP and OCMI authority may approve the petition if the proposed amendment will provide equivalent or improved protection and safety. The Adjacent Coastal State may petition the Commandant (CG–5P) to review the decision. Petitions must be made in writing and presented to the Sector Commander, or MSU Commander, with COTP and OCMI authority for forwarding to the Commandant (CG

§ 370.4 What kinds of activities may the Secretary fund? (a) Funds made available under this part must be used for activities consistent with the purposes of this program, including— (1) Advising and informing clients, client-applicants, and individuals with disabilities in the State, especially

(3) Maintains important library collections related to the area of its specialization; (4) Makes training available to a graduate, professional, and undergraduate clientele; and (5) Engages in curriculum development and community outreach. (e) For purposes of this section, intensive language instruction means instruction of at least five contact hours per week

Security zones. (a) A security zone is an area of land, water, or land and water which is so designated by the Captain of the Port or District Commander for such time as is necessary to prevent damage or injury to any vessel or waterfront facility, to safeguard ports, harbors, territories, or waters of the United States or to secure the observance of the rights and obligations of the United States. (b) The purpose of a security zone

regulation; (2) The school's negligent or willful false certification under § 685.215; or (3) The school's actions that gave rise to a successful claim for which the Secretary discharged a loan, in whole or in part, pursuant to §§ 685.206