this chapter). (c) For purposes of this section, the term disclosure controls and procedures means controls and other procedures of a registered management investment company that are designed to ensure that information required to be disclosed by the investment company on Form N-CSR (§§249.331 and 274.128 of this chapter) is recorded, processed, summarized, and

15 U.S.C. 7201(a)(9). (b) (1) Notice of disapproval of registration. If the Board disapproves a completed application for registration by a public accounting firm, the Board shall file a notice of its disapproval with the Commission within 30 days and serve a copy on the public accounting firm. (2

also do the following: (1) You must have an attorney represent you in connection with both your submission of information and your claim for an award, and your attorney's name and contact information must be provided to the Commission at the time you submit your information; (2) You and your attorney must follow the procedures set forth in

An open contractual commitment shall be closed out or completed if: (a) The open contractual commitment: (1) Arises from a transaction in which a customer (as defined in §300.300) of the other broker or dealer had an interest. For the purposes of this rule a customer is deemed to have an interest in a

transaction is fair or unfair to investors in each partnership, including a brief discussion of the bases for such belief; (4) Any opinion from an outside party concerning the fairness of the roll-up transaction, including whether the opinion addresses the fairness of all possible combinations of partnerships or portions of partnerships, and contacts with any outside party concerning fairness opinions, valuations or reports in connection with the roll-up transaction

claims that: (a) Have not been referred to another Federal Agency for further collection actions; and (b) Do not exceed $100,000 (exclusive of any interest) or such higher amount as the Attorney General shall from time to time prescribe for purposes of compromise or suspension or termination of collection activity. {"origins":[{"level":"part","identifier":"100

) Ensure that every subgrant includes any clauses required by Federal statute and executive orders and their implementing regulations; (2) Ensure that subgrantees are aware of requirements imposed upon them by Federal statute and regulation; (3) Ensure that a provision for compliance with § 97.42 is placed in every cost reimbursement

101] (b) Assume, for example, that an employer failed to pay his employees in accordance with the overtime provisions of the Fair Labor Standards Act. After an employee suit has been brought against him, another employer calls his attention to a letter that had been written by the Administrator of the Wage and Hour Division, in which the opinion was expressed that employees of the type employed by the defendant were

§ 790.20 Right of employees to sue; restrictions on representative actions. Section 16(b) of the Fair Labor Standards Act, as amended by section 5 of the Portal Act, no longer permits an employee or employees to designate an agent or representative (other than a member of the affected group) to maintain, an action for and in behalf of all employees

§ 75.219 Exceptions to the procedures under § 75.217. The Secretary may select an application for funding without following the procedures in § 75.217 if:

63 FR 35529, June 30, 1998. § 117.291 Hillsborough River. (a) The drawspans for the drawbridges at Platt Street, mile 0.0, Brorein Street, mile 0.16, Kennedy Boulevard, mile 0.4, Cass Street, mile 0.7, Laurel Street, mile 1.0, West Columbus Drive, mile 2.3, and West Hillsborough Avenue

schools that are not otherwise included as LEAs or ESAs and are not a school of an LEA or ESA. (iii) Other State agencies and schools (such as Departments of Mental Health and Welfare and State schools for children with deafness or children with blindness). (iv) State and local juvenile and adult correctional facilities; and (2) Are binding on each public agency in the State that

§ 367.4 What regulations apply? The following regulations apply to the Independent Living Services for Older Individuals Who Are Blind program: (a) The Education Department General Administrative Regulations (EDGAR) as follows: (1)

) A storm warning forecasts weather conditions that will exceed the design operating criteria listed in the operations manual for the SPM–OTS; (2) A vessel is about to depart the SPM because of storm conditions; or (3) The SPM is not scheduled for use in an oil transfer operation within the next 7 days. (b) The requirement in

to, electrical, mechanical, and chemical hazards. Specific required training topics are outlined in § 150.15(w) of this part. (b) As an alternative to compliance with the specific provisions of this subpart, an operator may provide, for workplace safety and health, the implementation of an approved, port-specific safety and environmental management

§ 76.567 Other expenditures—restricted rate. (a) As used in § 76.564, other expenditures means the grantee's total expenditures for its federally- and non-federally-funded activities in the most recent year for which data

requires to be returned because— (a) An expenditure identified in the disallowance decision as unallowable was allowable; (b) The recipient discharged its obligation to account properly for the funds; (c) The amount required to be returned does not meet the standards for proportionality in § 81.32;

§ 105.115 Compliance dates. (a) Facility owners or operators must submit to the cognizant Captain of the Port (COTP) for each facility— (1) The Facility Security Plan (FSP) described in subpart D of

§ 300.196 Filing requirements. (a) Any written submission under § 300.194 must be filed by hand-delivery, by mail, or by facsimile transmission. The Secretary discourages the use of facsimile transmission for documents longer

inspected and maintained in good operating condition, in accordance with manufacturer's recommendations, and best commercial practices; and (2) All inspection and maintenance is documented and that these records are maintained for 3 years. (b) For equipment which must be inspected and maintained under this section the Coast Guard may— (1) Verify that the equipment inventories exist as represented

§ 154.570 Lighting. (a) Except as provided in paragraph (c) of this section, for operations between sunset and sunrise, a facility must have fixed lighting that adequately illuminates:

(a) A valid NPDES permit which allows it to process the ballast water and oil cargo residues of the vessel for which the exemption is being requested; and (b) The capacity to receive and store a volume of dirty ballast water equivalent to 30 percent of the deadweight, less the segregated ballast volume, of the vessel for which the exemption is being requested. [CGD 79–126,