Any person may expressly declare in any statement filed that the filing of such statement shall not be construed as an admission that such person is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. (Secs. 3(b), 13(d)(1), 13(d)(2), 13(d)(5), 13(d)(6), 14(d)(1), 23; 48 Stat. 882, 894, 895, 901; sec. 203(a), 49 Stat. 704, sec. 8, 49 Stat. 1379; sec

This form shall be used for notification pursuant to Rule 604 (§230.604 of this chapter) of Regulation E (§§230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§230.602 of this chapter).

Except for a form of prospectus used after the effective date of the registration statement and before the determination of the offering price as permitted by Rule 430A(c) under the Securities Act (§230.430A(c) of this chapter) or before the opening of bids as permitted by Rule 445(c) under the Securities Act (§230.445(c) of this chapter), each prospectus used after

A class of securities with respect to which a registration statement has been filed pursuant to section 12 of the act shall be deemed to be registered for the purposes of sections 13, 14, 15(d) and 16 of the act and the rules and regulations thereunder only when such statement has become effective as provided in section 12, and securities of said class shall not be subject to sections 13, 14 and 16 of the act until such statement has become effective as provided in

(a) The registrant shall give such information on the subject as it possesses or can acquire without unreasonable effort or expense, together with the sources thereof. (b) The registrant shall include a statement either showing that unreasonable effort or expense would be involved or indicating the absence of any affiliation with the person within whose knowledge the information rests and stating the result of a request made to such person for the

The registration of a municipal securities dealer shall be deemed to be the registration of any executor, administrator, guardian, conservator, assignee for the benefit of creditors, receiver, trustee in insolvency or bankruptcy, or other fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such registered municipal securities dealer, provided that such fiduciary files with the Commission

§ 95.70 Purpose. Sections 95.71 through 95.73 contain closeout procedures and other procedures for subsequent disallowances and adjustments. {"origins":[{"level":"part","identifier":"95","label_level":"Part 95","hierarchy":{"title":"29","subtitle":"A","part":"95"},"current":false

§ 96.31 Purpose and scope of subpart. This subpart prescribes the requirement for audits of recipients, subrecipients, contractors, and subcontractors that receive funds from the DOL and are not covered by subpart A. {"origins":[{"level":"part","identifier":"96","label_level":"Part

§ 96.32 Audit requirement. The Secretary of Labor is responsible for the survey, audit or examination of recipients, subrecipients, contractors, and subcontractors covered by this subpart. Such surveys, audits, or examinations shall be conducted at the Secretary's discretion.

§ 97.1 Purpose and scope of this part. This part establishes uniform administrative rules for Federal grants and cooperative agreements and subawards to State, local and Indian tribal governments. {"origins":[{"level":"part","identifier":"97","label_level":"Part 97","hierarchy":{"title

§ 97.2 Scope of subpart. This subpart contains general rules pertaining to this part and procedures for control of exceptions from this part. {"origins":[{"level":"part","identifier":"97","label_level":"Part 97","hierarchy":{"title":"29","subtitle":"A","part":"97"},"current":false

§ 35.5 Investigation of claims. When a claim is received, the Department will make such investigation as may be necessary or appropriate for a determination of the validity of the claim. {"origins":[{"level":"part","identifier":"35","label_level":"Part 35","hierarchy":{"title":"34

§ 174.27 Duration of certificate of number. A certificate of number must not be valid for more than 3 years. {"origins":[{"level":"part","identifier":"174","label_level":"Part 174","hierarchy":{"title":"33","chapter":"I","subchapter":"S","part":"174"},"current":false,"authority

§ 55.1 Purpose. This subpart implements 46 U.S.C. 515, which provides for Coast Guard Child Development Services. {"origins":[{"level":"part