15 U.S.C. Chapter 2D — INVESTMENT COMPANIES AND ADVISERS

• § 80a–1— Findings and declaration of policy
• § 80a–2— Definitions; applicability; rulemaking considerations
• § 80a–3— Definition of investment company
• § 80a–3a— Protection of philanthropy under State law
• § 80a–4— Classification of investment companies
• § 80a–5— Subclassification of management companies
• § 80a–6— Exemptions
• § 80a–7— Transactions by unregistered investment companies
• § 80a–8— Registration of investment companies
• § 80a–9— Ineligibility of certain affiliated persons and underwriters
• § 80a–10— Affiliations or interest of directors, officers, and employees
• § 80a–11— Offers to exchange securities
• § 80a–12— Functions and activities of investment companies
• § 80a–13— Changes in investment policy
• § 80a–14— Size of investment companies
• § 80a–15— Contracts of advisers and underwriters
• § 80a–16— Board of directors
• § 80a–17— Transactions of certain affiliated persons and underwriters
• § 80a–18— Capital structure of investment companies
• § 80a–19— Payments or distributions
• § 80a–20— Proxies; voting trusts; circular ownership
• § 80a–21— Loans by management companies
• § 80a–22— Distribution, redemption, and repurchase of securities; regulations by securities associations
• § 80a–23— Closed-end companies
• § 80a–24— Registration of securities under Securities Act of 1933
• § 80a–25— Reorganization plans; reports by Commission
• § 80a–26— Unit investment trusts
• § 80a–27— Periodic payment plans
• § 80a–28— Face-amount certificate companies
• § 80a–29— Reports and financial statements of investment companies and affiliated persons
• § 80a–30— Accounts and records
• § 80a–31— Accountants and auditors
• § 80a–32— Filing of documents with Commission in civil actions
• § 80a–33— Destruction and falsification of reports and records
• § 80a–34— Unlawful representations and names
• § 80a–35— Breach of fiduciary duty
• § 80a–36— Larceny and embezzlement
• § 80a–37— Rules, regulations, and orders
• § 80a–38— Procedure for issuance of rules and regulations
• § 80a–39— Procedure for issuance of orders
• § 80a–40— Hearings by Commission
• § 80a–41— Enforcement of subchapter
• § 80a–42— Court review of orders
• § 80a–43— Jurisdiction of offenses and suits
• § 80a–44— Disclosure of information filed with Commission; copies
• § 80a–45— Reports by Commission; hiring and leasing authority
• § 80a–46— Validity of contracts
• § 80a–47— Liability of controlling persons; preventing compliance with subchapter
• § 80a–48— Penalties
• § 80a–49— Construction with other laws
• § 80a–50— Separability
• § 80a–51— Short title
• § 80a–52— Effective date
• § 80a–53— Election to be regulated as business development company
• § 80a–54— Acquisition of assets by business development companies
• § 80a–55— Qualifications of directors
• § 80a–56— Transactions with certain affiliates
• § 80a–57— Changes in investment policy
• § 80a–58— Incorporation of subchapter provisions
• § 80a–59— Functions and activities of business development companies
• § 80a–60— Capital structure
• § 80a–61— Loans
• § 80a–62— Distribution and repurchase of securities
• § 80a–63— Accounts and records
• § 80a–64— Preventing compliance with subchapter; liability of controlling persons
• § 80b–1— Findings
• § 80b–2— Definitions
• § 80b–3— Registration of investment advisers
• § 80b–3a— State and Federal responsibilities
• § 80b–4— Reports by investment advisers
• § 80b–4a— Prevention of misuse of nonpublic information
• § 80b–5— Investment advisory contracts
• § 80b–6— Prohibited transactions by investment advisers
• § 80b–6a— Exemptions
• § 80b–7— Material misstatements
• § 80b–8— General prohibitions
• § 80b–9— Enforcement of subchapter
• § 80b–10— Disclosure of information by Commission
• § 80b–10a— Consultation
• § 80b–11— Rules, regulations, and orders of Commission
• § 80b–12— Hearings
• § 80b–13— Court review of orders
• § 80b–14— Jurisdiction of offenses and suits
• § 80b–15— Validity of contracts
• § 80b–17— Penalties
• § 80b–18— Hiring and leasing authority of Commission
• § 80b–18a— State regulation of investment advisers
• § 80b–18b— Custody of client accounts
• § 80b–18c— Rule of construction relating to the Commodities Exchange Act
• § 80b–19— Separability
• § 80b–20— Short title
• § 80b–21— Effective date