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17 CFR §260.4d-9 — d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act.

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
Any trust indenture filed in connection with offerings on a registration statement on Form S-1, (§ 239.1 of this chapter) F-7, F-8, F-9, F-10 or F-80 (§§ 239.37 through 239.41 of this chapter) shall be exempt from the operation of sections 310(a)(3) and 310(a)(4), sections 310(b) through 316(a), and sections 316(c) through 318(a) of the Act; provided that the trust indenture is subject to:
  1. (a)The Canada Business Corporations Act, R. S. C. 1985;
  2. (b)The Bank Act, R. S. C. 1985;
  3. (c)The Business Corporations Act, 1982 (Ontario), S. O. 1982; or
  4. (d)The Company Act, R.S.B.C. 1979, C. 59.