17 CFR Part 260 — General Rules and Regulations, Trust Indenture Act of 1939
- § 260.0-1— Application of definitions contained in the act.
- § 260.0-2— Definitions of terms used in the rules and regulations.
- § 260.0-3— Definition of “rules and regulations” as used in certain sections of the Act.
- § 260.0-4— Sequential numbering of documents filed with the Commission.
- § 260.0-5— Business hours of the Commission.
- § 260.0-6— Nondisclosure of information obtained in the course of examinations and investigations.
- § 260.0-7— Small entities for purposes of the Regulatory Flexibility Act.
- § 260.0-11— Liability for certain statements by issuers.
- § 260.3(4)-1— Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.
- § 260.3(4)-2— Definition of “distribution” in section 303(4) for certain transactions.
- § 260.3(4)-3— Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.
- § 260.4a-1— Exempted securities under section 304(a)(8).
- § 260.4a-2— Exempted securities under section 304(d).
- § 260.4a-3— Exempted securities under section 304(a)(9).
- § 260.4c-1— Form for applications under section 304(c).
- § 260.4c-2— General requirements as to form and content of applications.
- § 260.4c-3— Number of copies; filing; signatures; binding.
- § 260.4c-4— Applications under section 304(c)(1).
- § 260.4c-5— Applications under section 304(c)(2).
- § 260.4d-7— Application for exemption from one or more provisions of the Act.
- § 260.4d-8— Content.
- § 260.4d-9— Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
- § 260.4d-10— Exemption for securities issued pursuant to § 230.802 of this chapter.
- § 260.4d-11— Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).
- § 260.4d-12— Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).
- § 260.5a-1— Forms for statements of eligibility and qualification.
- § 260.5a-2— General requirements as to form and content of statements of eligibility and qualification.
- § 260.5a-3— Number of copies; filing; signatures; binding.
- § 260.5b-1— Application pursuant to section 305(b)(2) of the Trust Indenture Act for determining eligibility of a person designated as trustee for offerings on a delayed basis.
- § 260.5b-2— General requirements as to form and content of applications.
- § 260.5b-3— Number of copies—Filing—Signatures.
- § 260.7a-1— Form for application.
- § 260.7a-2— Powers of agent for service named in application.
- § 260.7a-3— Number of copies; filing; signatures; binding.
- § 260.7a-4— Calculation of time.
- § 260.7a-5— Filing of amendments; number of copies.
- § 260.7a-6— Telegraphic delaying amendments.
- § 260.7a-7— Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission.
- § 260.7a-8— Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission.
- § 260.7a-9— Delaying amendments.
- § 260.7a-15— Scope of §§ 260.7a-15 to 260.7a-37.
- § 260.7a-16— Inclusion of items, differentiation between items and answers, omission of instructions.
- § 260.7a-17— Quality, color and size of paper.
- § 260.7a-18— Legibility.
- § 260.7a-19— Margin for binding.
- § 260.7a-20— Riders; inserts.
- § 260.7a-21— Clarity.
- § 260.7a-22— Information unknown or not reasonably available.
- § 260.7a-23— Statements required where item is inapplicable or where answer is “none”.
- § 260.7a-24— Words relating to periods of time in the past.
- § 260.7a-25— Words relating to the future.
- § 260.7a-26— Disclaimer of control.
- § 260.7a-27— Title of securities.
- § 260.7a-28— Incorporation of matter in application, statement or report, other than exhibits, as answer to item.
- § 260.7a-29— Incorporation of exhibits as such.
- § 260.7a-30— Identification of material incorporated; form of incorporation.
- § 260.7a-31— Incorporation by reference of contested material.
- § 260.7a-32— Incorporation by reference rendering document incomplete, unclear, or confusing.
- § 260.7a-33— Additional exhibits.
- § 260.7a-34— Omission of substantially identical documents.
- § 260.7a-35— Formal requirements as to amendments.
- § 260.7a-36— Signatures to amendments.
- § 260.7a-37— Inspection of applications, statements and reports.
- § 260.10a-1— Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act.
- § 260.10a-2— General requirements as to form and content of applications.
- § 260.10a-3— Number of copies—Filing—Signatures.
- § 260.10a-4— Consent of trustee to service of process.
- § 260.10a-5— Eligibility of Canadian Trustees.
- § 260.10b-1— Calculation of percentages.
- § 260.10b-2— Applications under section 310(b)(1)(ii).
- § 260.10b-3— Applications relative to affiliations between trustees and underwriters.
- § 260.10b-4— Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act.
- § 260.10b-5— Content.
- § 260.10b-6— Notices—Exemptive Application Procedure.
- § 260.11b-4— Definition of “cash transaction” in section 311(b)(4).
- § 260.11b-6— Definition of “self-liquidating paper” in section 311(b)(6).
- § 260.14a-1— Application of §§ 260.7a-15 to 260.7a-38.
- § 260.19a-1— Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors.