StacksVerified U.S. regulatory reference

17 CFR §403.3

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to “broker or dealer” in § 240.15c3-2 shall include government securities brokers and dealers.