17 CFR Part 403 — Protection of Customer Securities and Balances
- § 403.1— Application of part to registered brokers and dealers.
- § 403.2— Hypothecation of customer securities.
- § 403.3— Use of customers' free credit balances.
- § 403.4— Customer protection—reserves and custody of securities.
- § 403.5— Custody of securities held by financial institutions that are government securities brokers or dealers.
- § 403.6— Compliance with part by futures commission merchants.
- § 403.7— Effective dates.