StacksVerified U.S. regulatory reference

18 CFR §401.99

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
The Commission may postpone the imposition of a penalty or provide for reconsideration of the penalty amount imposed pending correction of the condition that gave rise to the violation or pending a satisfactory resolution of any adverse consequences that resulted from the violation.