Part 2570 — Procedural Regulations Under the Employee Retirement Income Security Act
Subpart A — Procedures for the Assessment of Civil Sanctions Under ERISA Section 502(i)
- § 2570.1— Scope of rules.
- § 2570.2— Definitions.
- § 2570.3— Service: Copies of documents and pleadings.
- § 2570.4— Parties.
- § 2570.5— Consequences of default.
- § 2570.6— Consent order or settlement.
- § 2570.7— Scope of discovery.
- § 2570.8— Summary decision.
- § 2570.9— Decision of the administrative law judge.
- § 2570.10— Review by the Secretary.
- § 2570.11— Scope of review.
- § 2570.12— Procedures for review by the Secretary.
Subpart B — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications
- § 2570.30— Scope of this subpart.
- § 2570.31— Definitions.
- § 2570.32— Persons who may apply for exemptions and the administrative record.
- § 2570.33— Applications the Department will not ordinarily consider.
- § 2570.34— Information to be included in every exemption application.
- § 2570.35— Information to be included in applications for individual exemptions only.
- § 2570.36— Where to file an application.
- § 2570.37— Duty to amend and supplement exemption applications.
- § 2570.38— Tentative denial letters.
- § 2570.39— Opportunities to submit additional information.
- § 2570.40— Conferences.
- § 2570.41— Final denial letters.
- § 2570.42— Notice of proposed exemption.
- § 2570.43— Notification of interested persons by applicant.
- § 2570.44— Withdrawal of exemption applications.
- § 2570.45— Requests for reconsideration.
- § 2570.46— Hearings in opposition to exemptions from restrictions on fiduciary self-dealing and conflicts of interest.
- § 2570.47— Other hearings.
- § 2570.48— Decision to grant exemptions.
- § 2570.49— Limits on the effect of exemptions.
- § 2570.50— Revocation or modification of exemptions.
- § 2570.51— Public inspection and copies.
- § 2570.52— Effective date.
Subpart C — Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(2)
- § 2570.60— Scope of rules.
- § 2570.61— Definitions.
- § 2570.62— Service: Copies of documents and pleadings.
- § 2570.63— Parties, how designated.
- § 2570.64— Consequences of default.
- § 2570.65— Consent order or settlement.
- § 2570.66— Scope of discovery.
- § 2570.67— Summary decision.
- § 2570.68— Decision of the administrative law judge.
- § 2570.69— Review by the Secretary.
- § 2570.70— Scope of review.
- § 2570.71— Procedures for review by the Secretary.
Subpart D — Procedure for the Assessment of Civil Penalties Under ERISA Section 502(l)
- § 2570.80— Scope of rules.
- § 2570.81— In general.
- § 2570.82— Definitions.
- § 2570.83— Assessment of civil penalty.
- § 2570.84— Payment of civil penalty.
- § 2570.85— Waiver or reduction of civil penalty.
- § 2570.86— Reduction of penalty by other penalty assessments.
- § 2570.87— Revision of assessment.
- § 2570.88— Effective date.
Subpart E — Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(5)
- § 2570.90— Scope of rules.
- § 2570.91— Definitions.
- § 2570.92— Service: Copies of documents and pleadings.
- § 2570.93— Parties, how designated.
- § 2570.94— Consequences of default.
- § 2570.95— Consent order or settlement.
- § 2570.96— Scope of discovery.
- § 2570.97— Summary decision.
- § 2570.98— Decision of the administrative law judge.
- § 2570.99— Review by the Secretary.
- § 2570.100— Scope of review.
- § 2570.101— Procedures for review by the Secretary.
Subpart F — Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(6)
- § 2570.110— Scope of rules.
- § 2570.111— Definitions.
- § 2570.112— Service: Copies of documents and pleadings.
- § 2570.113— Parties, how designated.
- § 2570.114— Consequences of default.
- § 2570.115— Consent order or settlement.
- § 2570.116— Scope of discovery.
- § 2570.117— Summary decision.
- § 2570.118— Decision of the administrative law judge.
- § 2570.119— Review by the Secretary.
- § 2570.120— Scope of review.
- § 2570.121— Procedures for review by the Secretary.
Subpart G — Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(7)
- § 2570.130— Scope of rules.
- § 2570.131— Definitions.
- § 2570.132— Service: Copies of documents and pleadings.
- § 2570.133— Parties, how designated.
- § 2570.134— Consequences of default.
- § 2570.135— Consent order or settlement.
- § 2570.136— Scope of discovery.
- § 2570.137— Summary decision.
- § 2570.138— Decision of the administrative law judge.
- § 2570.139— Review by the Secretary.
- § 2570.140— Scope of review.
- § 2570.141— Procedures for review by the Secretary.
Subpart H — Procedures for Issuance of Findings Under ERISA Sec. 3(40)
- § 2570.150— Scope of rules.
- § 2570.151— In general.
- § 2570.152— Definitions.
- § 2570.153— Parties.
- § 2570.154— Filing and contents of petition.
- § 2570.155— Service.
- § 2570.156— Expedited proceedings.
- § 2570.157— Allocation of burden of proof.
- § 2570.158— Decision of the Administrative Law Judge.
- § 2570.159— Review by the Secretary.
Subpart I — Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8)
- § 2570.160— Scope of rules.
- § 2570.161— Definitions.
- § 2570.162— Service: Copies of documents and pleadings.
- § 2570.163— Parties, how designated.
- § 2570.164— Consequences of default.
- § 2570.165— Consent order or settlement.
- § 2570.166— Scope of discovery.
- § 2570.167— Summary decision.
- § 2570.168— Decision of the administrative law judge.
- § 2570.169— Review by the Secretary.
- § 2570.170— Scope of review.
- § 2570.171— Procedures for review by the Secretary.