15 USC Subchapter I
INVESTMENT COMPANIES
through Pub. L. 116-344, except Pub. Ls. 116-260 and 116-283
§
80a-1
Findings and declaration of policy
§
80a-2
Definitions; applicability; rulemaking considerations
§
80a-3
Definition of investment company
§
80a-3a
Protection of philanthropy under State law
§
80a-4
Classification of investment companies
§
80a-5
Subclassification of management companies
§
80a-6
Exemptions
§
80a-7
Transactions by unregistered investment companies
§
80a-8
Registration of investment companies
§
80a-9
Ineligibility of certain affiliated persons and underwriters
§
80a-10
Affiliations or interest of directors, officers, and employees
§
80a-11
Offers to exchange securities
§
80a-12
Functions and activities of investment companies
§
80a-13
Changes in investment policy
§
80a-14
Size of investment companies
§
80a-15
Contracts of advisers and underwriters
§
80a-16
Board of directors
§
80a-17
Transactions of certain affiliated persons and underwriters
§
80a-18
Capital structure of investment companies
§
80a-19
Payments or distributions
§
80a-20
Proxies; voting trusts; circular ownership
§
80a-21
Loans by management companies
§
80a-22
Distribution, redemption, and repurchase of securities; regulations by securities associations
§
80a-23
Closed-end companies
§
80a-24
Registration of securities under Securities Act of 1933
§
80a-25
Reorganization plans; reports by Commission
§
80a-26
Unit investment trusts
§
80a-27
Periodic payment plans
§
80a-28
Face-amount certificate companies
§
80a-29
Reports and financial statements of investment companies and affiliated persons
§
80a-30
Accounts and records
§
80a-31
Accountants and auditors
§
80a-32
Filing of documents with Commission in civil actions
§
80a-33
Destruction and falsification of reports and records
§
80a-34
Unlawful representations and names
§
80a-35
Breach of fiduciary duty
§
80a-36
Larceny and embezzlement
§
80a-37
Rules, regulations, and orders
§
80a-38
Procedure for issuance of rules and regulations
§
80a-39
Procedure for issuance of orders
§
80a-40
Hearings by Commission
§
80a-41
Enforcement of subchapter
§
80a-42
Court review of orders
§
80a-43
Jurisdiction of offenses and suits
§
80a-44
Disclosure of information filed with Commission; copies
§
80a-45
Reports by Commission; hiring and leasing authority
§
80a-46
Validity of contracts
§
80a-47
Liability of controlling persons; preventing compliance with subchapter
§
80a-48
Penalties
§
80a-49
Construction with other laws
§
80a-50
Separability
§
80a-51
Short title
§
80a-52
Effective date
§
80a-53
Election to be regulated as business development company
§
80a-54
Acquisition of assets by business development companies
§
80a-55
Qualifications of directors
§
80a-56
Transactions with certain affiliates
§
80a-57
Changes in investment policy
§
80a-58
Incorporation of subchapter provisions
§
80a-59
Functions and activities of business development companies
§
80a-60
Capital structure
§
80a-61
Loans
§
80a-62
Distribution and repurchase of securities
§
80a-63
Accounts and records
§
80a-64
Preventing compliance with subchapter; liability of controlling persons
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