17 CFR Part 242
REGULATIONS M, SHO, ATS, AC, NMS, AND SBSR AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
April 15, 2021
Topic
Regulation M
Topic
Regulation SHO—Regulation of Short Sales
Topic
Regulation ATS—Alternative Trading Systems
Topic
Customer Margin Requirements for Security Futures
Topic
Regulation AC—Analyst Certification
Topic
Regulation NMS—Regulation of the National Market System
Topic
Regulation SBSR—Regulatory Reporting and Public Dissemination of Security-Based Swap Information
Subpart
Regulation SCI—Systems Compliance and Integrity
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