1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 242 - REGULATIONS M, SHO, ATS, AC, NMS, AND SBSR AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
  5. 17 CFR Subpart
17 CFR Subpart
Regulation SCI—Systems Compliance and Integrity
April 15, 2021
§
242.1000
Definitions
§
242.1000
[Amendment] Definitions
§
242.1001
Obligations related to policies and procedures of SCI entities
§
242.1002
Obligations related to SCI events
§
242.1003
Obligations related to systems changes; SCI review
§
242.1004
SCI entity business continuity and disaster recovery plans testing requirements for members or participants
§
242.1005
Recordkeeping requirements related to compliance with Regulation SCI
§
242.1006
Electronic filing and submission
§
242.1007
Requirements for service bureaus
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Topic Regulation SBSR—Regulatory Reporting and Public Dissemination of Security-Based Swap Information

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