17 CFR Part 30
FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
April 15, 2021
§
30.1
Definitions
§
30.2
Applicability of the Act and rules
§
30.3
Prohibited transactions
§
30.4
Registration required
§
30.5
Alternative procedures for non-domestic persons
§
30.6
Disclosure
§
30.7
Treatment of foreign futures or foreign options secured amount
§
30.8
[Reserved]
§
30.9
Fraudulent transactions prohibited
§
30.10
Petitions for exemption
§
30.11
Applicability of state law
§
30.12
Direct foreign order transmittal
§
30.13
Commission certification
Appendix
A to Part 30
Interpretative Statement With Respect to the Commission's Exemptive Authority Under §30.10 of Its Rules
Appendix
B to Part 30
Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in §30.7
Appendix
C to Part 30
Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to §30.10
Appendix
D to Part 30
Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
Appendix
E to Part 30
Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account
Appendix
F to Part 30
Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account
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