17 CFR Part 31
LEVERAGE TRANSACTIONS
April 15, 2021
§
§31.1-31.2
[Reserved]
§
31.3
Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities
§
31.4
Definitions
§
31.5
Unlawful conduct
§
31.6
Registration of leverage commodities
§
31.7
Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants
§
31.8
Cover of leverage contracts
§
31.9
Minimum financial requirements
§
31.10
Repurchase and resale of leverage contracts by leverage transaction merchants
§
31.11
Disclosure
§
31.12
Segregation
§
31.13
Financial reports of leverage transaction merchants
§
31.14
Recordkeeping
§
31.15
Reporting to leverage customers
§
31.16
Monthly reporting requirements
§
31.17
Records of leverage transactions
§
31.18
Margin calls
§
31.19
Unlawful representations
§
31.20
Prohibition of guarantees against loss
§
31.21
Leverage contracts entered into prior to April 13, 1984; subsequent transactions
§
31.22
Prohibited trading in leverage contracts
§
31.23
Limited right to rescind first leverage contract
§
31.24
[Reserved]
§
31.25
Bid and ask prices; carrying charges
§
31.26
Quarterly reporting requirement
§
31.27
Registered futures association membership
§
31.28
Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements
§
31.29
Arbitration or other dispute settlement procedures
Appendix
A to Part 31
Schedule of Fees for Registration of Leverage Commodities
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